Full text of LCG Capital Advisors, LLC's X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES<br>Washington, D.C. 20549 | SECURITIES AND EXCHANGE COMMISSION | | 0 MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------|------------------------------------------------------------|-----------------|----------------------------------------------------------------------------------------------| | | | | | | hours per response:<br>12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-66213 | | | | PART Ill | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | | ___<br>0_1_/0_1_/2_2 ___ | AND ENDING | ___ | __<br>12_/_3_1_/2_2<br>_ | | | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF Fl RM : | ______ | L_C_G_C_a__,_p_it_a_l A_d_v_is_o_r_s.:_, _LL_C | | | ________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>Qt Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 201 E Kennedy Blvd, Ste 1700 | | | | | | (No. and Street) | | | | | Tampa | | FL | | | 33602 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ana R. Carter | 813-442-1645 | | aca rter@lcgad visors_ com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Assurance Dimensions | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2000 Banks Road, Suite 218 | | Margate | | FL | 33063 | | | | (City) | | (State) | (Zip Code) | | | | | | | | | (Address)<br>04/13/2010 | | | | 5036 | [PCAO B R,g;,t,afoo N,mbe,, ;r appn~ble[ I | account ant must be supported by a stat ement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are to respond to the collection of information contain…Read the full text as markdown