Full text of LCG Capital Advisors, LLC's X-17A-5 filed 2022-02-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235--0123<br>Expires : Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|-------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17 A-5 | | 8-66213 | | | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | | ___<br>0_1_/0_1_!2_1 | ___<br>AND ENDING | ___<br>__<br>_<br>12_/_3_1_/2_1 | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: | | LCG Capital Advisors, LLC | | | | | ------------~---------------------<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 201 E Kennedy Blvd, Ste 1700 | | | | | | | (No. and Street) | | | | | Tampa | | FL | | 33602 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ana R. Carter | 813-442-1645 | | acarter@lcgadvisors.com | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | Assurance Dimensions | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2000 Banks Road, Suite 218 | | Margate | FL | 33063 | | | (Address) | | (City) | (State) | (Zip Code) | | | 04/13/2010 | | | | 5036 | | | | | | | I<br>(PCAOB Reg;s,rnfoo N"m be,, W appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must…Read the full text as markdown