Full text of CE CAPITAL ADVISORS, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | | | OMB APPROVAL | | |--------------------------|--------------|----------------------------| | OMB Number: | | 3235-0123 | | Expires: | | August 31,2020 | | Estimated average burden | | | | | | hours per response 12.00 | | SEC FILE NUMBER | | |-----------------|--| | 8-66411 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 01/01/18 | | AND EN DING 12/31/18 | | | |------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------------------|---------------------------------|--| | | | MM/DDIYY | | -------------------<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CE CAPITAL ADVISORS, INC. | | | OFfiCIAL USE ONLY<br>FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>293 BOSTON POST RD., WEST | | | | | | | | | SUITE 500<br>(No and Street) | | | | | | MARLBOROUGH | MA | 01752 | | | | | (City) | (State) | (Zip Code} | | | | DANIEL DANE | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 508·263-6200 | | | | | | | | | | | | B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | (Area Code- Telephone Number) | | | | CREE ALESSANDRI & STRAUSS CPAs LLC | | | | | | | 20 WALNUT STREET, SUITE 301 | (Name- if individual, stale last, first, middle name)<br>WELLESLEY HILLS | MA | 02481 | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | lvlcertified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | CHECK ONE:<br>a | | FOR OFFICIAL USE ONLY | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* Potential persons who are to respond to the collecUon of information contained in this form are not required to respond unless the form displays a c…Read the full text as markdown