Full text of CE CAPITAL ADVISORS, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURJTIESANOEXCHANGECOMMISSION Washington, D.C. 20549 OMS APPROVAL OMB Number: 3235-0123 Expires: August 31, 20<sup>1</sup> 20 Estimated average burden hours per response ... . .. 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** ## SEC FILE NUMBER s-66411 FACING PAGE Information Required ofBrokers and Dealers Pursuant to Section 17 ofthe Securities Exchange Act of.1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNINGQ1 | / 19<br>/ 01 | AND ENDING 12/<br>31/1 | 9 | | | |----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------------|-------------------------------|--|--| | ---------------------<br>MMIOD/YY<br>MM/DD/YY | | | | | | | | 1\. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: CE Capital Advisors, Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE Of BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 293 Boston Post Road West, Suite 500 | | | | | | | Marlborough | | | 01752 | | | | CCity) | . ,._<br>, ,.,.~ . "<br>~~<br>-_ ,. | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Daniel Dane | _ | | (508)263-6208 | | | | | | | (Area Code- Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Cree Alessandri & Strauss CPAs LLC | | | | | | | | if i11divid11al. ,\'/lite last. first, middle 11ame)<br>(Name | | | | | | 20 Walnut Street | Wellesley Hills | MA | 02481 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>I v' I<br>Certified Public Accountant | | | | | | | B<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for ex emp tion from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e){2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11 -05) {1}----------------------------------------------…Read the full text as markdown