Full text of CE CAPITAL ADVISORS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per resoonse ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** SEC FILE NUMBER B-66411 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 0 1/01 /20 | | AND ENDING 12/31 /20 | ----------- | |---------------------------------------------------------------------------|--------------------------------------------------------|----------------------|------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: CE Capital Advisors, Inc. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 293 Boston Post Road, West | Suite 500 | | | | | (No. and Street) | | | | Marlbourgh | MA | | 01752 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Daniel Dan | | | 508-263-6200<br>(Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Cree Alessandri & Strauss CPAs LLC | | | | | | (Name - if individual, state last, first, middle name) | | | | 20 Walnut Street | Wellesley Hills | MA | 02481 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [{]certified Public Accountant | | | | | Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentlyvalld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | -----------------<br>1 Daniel Dan<br>'<br>- | ------------·<br>, swear ( or affirm) that, to…Read the full text as markdown