Full text of CE CAPITAL ADVISORS, INC.'s X-17A-5/A filed 2023-04-05 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL **0MB** Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER | | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------| | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | AND ENDING 12/31 /22 | | | | MM/DD/VY | | MM/DD/YY | | | A. REGISTRANTIDENTIFICATION | | | | | NAME oF FIRM: CE Capital Advisors, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 293 Boston Post Road West, Suite 500 | | | | | (No. and Street) | | | | Marlborough | MA | | 01752 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Daniel Dane | (508 )263-6208 | | ddane@ceadvisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | CREE, ALESSANDRI & STRAUSS CPAs LLC | | | | | (Name - if individual, state last, first, and middle name) | | | | | 20 WALNUT STREET, SUITE 301 WELLESLEY HILLS MA | | 02481 | | (Address) | (City) | (State) | (Zip Code) | | 10/31/18 | | 6566 | | | l"<br>ofRegOtratioo w;th PCAOBJ(;f applicab"I | | | (PCAOB Reg;,a,attoo N,mbec, ;f applkable) | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the fo…Read the full text as markdown