CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of CONNING INVESTMENT PRODUCTS, INC.'s X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CONNING INVESTMENT PRODUCTS, INC.
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0001285921-18-000001
• CIK: 1285921
• File #: 8-66444
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Hartford, CT
• Contact: Thomas Forella
• Phone: 860-299-2167
• Signed by: Jung Lee (CFO)

Document text (excerpt)

X-17A-5 0001285921 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N CONNING INVESTMENT PRODUCTS, INC. ONE FINANCIAL PLAZA 755 MAIN STREET HARTFORD CT 06103-2627 Thomas Forella 860-299-2167 PricewaterhouseCoopers LLP 185 Asylum Street Ste 2400 Hartford CT 06103 Certified Public Accountant Jung Lee CONNING INVESTMENT PRODUCTS, INC. 12-31-2017 Jung Lee CFO Y

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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)