CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of CONNING INVESTMENT PRODUCTS, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CONNING INVESTMENT PRODUCTS, INC.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001285921-19-000002
• CIK: 1285921
• File #: 8-66444
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Hartford, CT
• Contact: Jung Lee
• Phone: 860-299-2000
• Signed by: Jung Lee (President)

Document text (excerpt)

X-17A-5 0001285921 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N CONNING INVESTMENT PRODUCTS, INC. ONE FINANCIAL PLAZA 755 MAIN STREET HARTFORD CT 06103-2627 Jung Lee 860-299-2000 PricewaterhouseCoopers LLP 185 Asylum Street Suite 2400 Hartford CT 06103 Certified Public Accountant Jung Lee CONNING INVESTMENT PRODUCTS, INC. 12-31-2018 Jung Lee President Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5/A — 2026-03-31
• X-17A-5 — 2026-03-31
• X-17A-5 — 2025-03-27
• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)