CONNING INVESTMENT PRODUCTS, INC. X-17A-5 (2021-03-01) — Broker-dealer annual report

Full text of CONNING INVESTMENT PRODUCTS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **CONNING INVESTMENT PRODUCTS, INC. STATEMENT OF FINANCIAL CONDITION AT DECEMBER 31, 2020** | | 2020 | | |---------------------------|---------------|--| | ASSETS | | | | Assets: | | | | Cash and cash equivalents | \
lt;br>665,204 | | | Accounts receivable, net | 100,048 | | | Due from affiliate | 7,170 | | | Income tax receivable | 115,706 | | | Prepaid expenses | 22,633 | | | Total assets | 910,761 | | ## LIABILITIES AND SHAREHOLDER'S EQUITY | Liabilites: | | |----------------------------------------|--------------| | Due to affiliates | \
lt;br>77,154 | | Income taxes payable | 4,146 | | Other liabilities and accrued expenses | 66,773 | | Total liabilities | 148 073 | | Common stock, \$.01 par value: 1,000 shares authorized, issued and | | |--------------------------------------------------------------------|---------------| | outstanding | 10 | | Additional paid in capital | 832,108 | | Accumulated deficit | (69,430} | | Total shareholder's equity | 762,688 | | Total liabilities and shareholder's equity | \
lt;br>910,761 |

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