Full text of CONNING INVESTMENT PRODUCTS, INC.'s X-17A-5/A filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Conning Investment Products, Inc.** Financial Statements and Supplementary Schedules pursuant to Securities and Exchange Commission Rule 17a-5 For the year ended December 31, 2025 {1}------------------------------------------------ | Page(s) | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Report oflndependent Registered Public Accounting Firm<br><br><br><br><br><br><br><br>1 | | Financial Statements | | Statement of Financial Condition 2 | | Statement of Operations<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>3 | | Statement of Shareholder's Equity 4 | | <br><br>Statement of Cash Flows<br><br>5 | | Notes to Financial Statements<br><br><br><br><br><br><br><br><br><br><br><br><br>6-13<br> | | Supplementary Schedules | | Schedule I-<br>Computation of Net Capital Requirement for Brokers and Dealers Pursuant to Rule 15c-3-l<br>Under the Securities Exchange Act of 1934<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>14 | | Computation for Determination of Reserve Requirements and Information Relating to<br>Schedule II -<br>Possession or Control Requirements Pursuant to Rule 15c-3-3 Under the Securities Exchange Act of<br>1934<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>15 | {2}------------------------------------------------  KPMG LLP One Financial Plaza 755 Main Street Hartford, CT 06103 #### **Report of Independent Registered Public Accounting Firm** To the Shareholder and Board of Directors Conning Investment Products, Inc.: #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Conning Investment Products, Inc. (the Company) as of December **31 , 2025,** the related statements of operations, shareholder's equity, and cash flows for the year then ended, and the related notes (collectively, the financial statements). In our opinion, the financial statements present fairly, in all material respects , the financial position of the Company as of December **31 , 2025,** and the results of its operations and its cash flows for the year then ended **in** conformity…Read the full text as markdown