Full text of HENLEY & COMPANY LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT OF CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|---------------------------------------------------------|--| | | | | OMB Number:<br>3235-0123 | | | | Washington, D.C. 20549 | | Expires:<br>Oct. 31, 2023 | | | | | | Estimated average burden<br>hours per response<br>12.00 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | | | | | PART III | | 8-66463 | | | REPORT FOR THE PERIOD BEGINNING_01/01/2021 AND ENDING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Henley & Company LLC | | | | | | TYPE OF REGISTRANT {check all applicable boxes): | | | | | | & Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | □Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | | | (No. and Street) | | | | | | NY | | 11556 | | | (City) | (State) | | (Zip Code) | | | | | | | | | | 516-794-5520 | | fgemino@henleyco.net | | | | (Area Code - Telephone Number) | | (Emall Address) | | | | B. Accountant Identification | | | | | | | | | | | | | | | | | | | | | | | | (Name - Ifindividual, state last, first, middle name) | | | | | | Frankfort<br>(City) | (State) | 60423<br>(Zip Code) | | | 12/01/2010 | | | | | | 1290 RXR Plaza<br>Uniondale<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Francis Gemino<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>De Marco Sciaccotta Wilkens & Dunleavy, LLP<br>20646 Abbey Woods Ct N, Suite 201<br>(Address)<br>(Date of Registration with PCAOB)(if a pplicable) | | | 5376<br>(PCAOB Registration Number, if applicable) | | UNITED STATES \* Clai…Read the full text as markdown