Full text of HENLEY & COMPANY LLC's X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ # **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X‐17A‐5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY ### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Henley & Company LLC TYPE OF REGISTRANT (check all applicable boxes): ☒Broker‐dealer ☐ Security‐based swap dealer ☐ Major security‐based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) ### 506 RXR Plaza | | (No. and Street) | | | | | |---------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------------------|--|--| | Uniondale | NY | | 11556 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Francis Gemino 516‐794‐5520 | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | IL | 60423 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 12/01/2010 | | | 5376 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a‐5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** OMB Number: 3235‐0123 Expires: Nov 30, 2026 Estimated average burden hours per response… 12.00 SEC FILE NUMBER **8‐66463** **UNITED STATES…Read the full text as markdown