Full text of HENLEY & COMPANY LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT OF CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | | | | |------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------|-----------------------------------------------------------------------|--------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>Expires: | | OMB APPROVAL | | | | | | | OMB Number:<br>3235-0123<br>Oct. 31, 2023<br>Estimated average burden | | | | | | | 12.00<br>hours per response | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | PART III | | | 8-66463 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING__01/01/2022 AND ENDING | | 12/31/2022 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Henley & Company LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>&Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | _Security-based swap dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1290 RXR Plaza | | | | | | | | (No. and Street) | | | | | | Uniondale | NY | | | 11556 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Francis Gemino | 516-794-5520 | | | | | | (Name) | (Area Code - Telephone Number) | | (Emall Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | (Name - If individual, state last, first, middle name) | | | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | 11 | | 60423 | | | (Address) | (Clty) | (State) | | (Zlp Code) | | | 12/21/2010 | | | 5376 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accou…Read the full text as markdown