Full text of HENLEY & COMPANY LLC's X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HENLEY & COMPANY LLC FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {1}------------------------------------------------ | | | | OMB APPROVAL | |---------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires: Nov 30, 2026 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | ANNUAL REPORTS | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | PART III | | 8-66463 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>REPORT FOR THE PERIOD BEGINNING _ 01/01/20245 AND ENDING _ _ _ 12/31/2025 | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Henley & Company LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer | LSecurity-based swap dealer<br>ا Check here if respondent is also an OTC derivatives dealer | LIMajor security-based swap participant | | | 506 RXR Plaza | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | (No. and Street) | | | | Uniondale | NY | | ت ت 2226 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Francis Gemino | 516-794-5520 | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | 11 | 60423 | | (Address) | (City) | (State) | (Zip Code) | | 12/01/2010 | | | 5376 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | UNITED STATES \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown