HAITONG INTERNATIONAL SECURITIES (USA) INC. X-17A-5/A (2018-03-29) — Broker-dealer annual report

Full text of HAITONG INTERNATIONAL SECURITIES (USA) INC.'s X-17A-5/A filed 2018-03-29 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5/A 0001295232 XXXXXXXX LIVE true false true 01-01-2017 12-31-2017 Broker-dealer N Typo in the beginning balances for the Statement of Changes in Stockholder's Equity. The original version read with an erroneous beginning balance of $8,899,822 that has been amended to read $9,171,387. Please note that the ending balance of $6,106,036 is correct in the original version sent. HAITONG INTERNATIONAL SECURITIES (USA) INC. 340 MADISON AVENUE 12TH FLOOR NEW YORK NY 10173 Sean Forbes 212-351-6012 Marks Paneth LLC 88 Froehlich Farm Blvd Woodbury NY 11797-2921 Certified Public Accountant Sean Forbes HAITONG INTERNATIONAL SECURITIES (USA) INC. 12-31-2017 Sean M. Forbes President & Chief Compliance Officer Y

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