Full text of HAITONG INTERNATIONAL SECURITIES (USA) INC.'s X-17A-5/A filed 2026-05-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### HAITONG INTERNATIONAL SECURITIES (USA) INC. STATEMENT OF FINANCIAL CONDITION YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ ### HAITONG INTERNATIONAL SECURITIES (USA) INC. STATEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED DECEMBER 31, 2025 #### C O N T E N T S #### Pages | Annual Reports Form X-17A-5 Part III | 1 - 2 | |---------------------------------------------------------|--------| | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 - 19 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-S | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | | | PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-66566 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/VY AND ENDING **12/31/2025** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME or FIRM: Haitong International Securities (USA) Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 130 West 42nd Street, FL 18 | | | |-----------------------------|--|--| |-----------------------------|--|--| | | NY | | 10036 | | |------------------------------------------------|----------------------------------------------|----------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | (State) | | | (Zip Code) | | | | | | | | | | | | sean.forbes@us.htisec.com | | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | NY | 10004 | | | (City) | | (State) | (Zip Code) | | | | | | | | | | | | (PCAOB Registration Number, ff applicable) I | | | | | | | | | YSL & Associates LLC<br>11 Broadway, Suite 700 | PERSON TO CONTACT WITH REGAR…Read the full text as markdown