HAITONG INTERNATIONAL SECURITIES (USA) INC. X-17A-5 (2019-03-04) — Broker-dealer annual report

Full text of HAITONG INTERNATIONAL SECURITIES (USA) INC.'s X-17A-5 filed 2019-03-04 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HAITONG INTERNATIONAL SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2019-03-04
• Period: 2018-12-31
• Accession: 0001295232-19-000001
• CIK: 1295232
• File #: 8-66566
• Material weakness: No
• Auditor: Marks Paneth LLP
• Auditor location: Woodbury, NY
• Contact: Sean Forbes
• Phone: 212-351-6012
• Signed by: Sean Forbes (President & Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001295232 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N HAITONG INTERNATIONAL SECURITIES (USA) INC. 340 MADISON AVENUE 12TH FLOOR NEW YORK NY 10173 Sean Forbes 212-351-6012 Marks Paneth LLP 88 Froehlich Farm Blvd Woodbury NY 11797-2921 Certified Public Accountant Sean Forbes HAITONG INTERNATIONAL SECURITIES (USA) INC. 03-01-2019 Sean M. Forbes President & Chief Compliance Officer Y

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• X-17A-5 — 2021-03-29
• X-17A-5 — 2020-03-02
• X-17A-5/A — 2018-03-29
• X-17A-5 — 2018-03-15
• X-17A-5 — 2017-02-28
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Original filing on SEC EDGAR (source of record)