Full text of HAITONG INTERNATIONAL SECURITIES (USA) INC.'s X-17A-5 filed 2025-04-11 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### HAITONG INTERNATIONAL SECURITIES (USA) INC. STATEMENT OF FINANCIAL CONDITION YEAR ENDED DECEMBER 31, 2024 {1}------------------------------------------------ #### C O N T E N T S Pages | Annual Reports Form X-17A-5 Part III | 1 - 2 | |---------------------------------------------------------|--------| | Report of Independent Registered Public Accounting Firm | 3 | | FINANCIAL<br>STATEMENTS: | | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 - 15 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | nours per response: | 12 | # SEC FILE NUMBER 8-66566 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Haitong International Securities (USA) Inc. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1460 Broadway, Suite 11017 | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|---------------------------|--|--| | New York | NY | | 10036 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Sean Forbes | 212-351-6012 | | sean.forbes@us.htisec.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CBIZ CPAs P.C. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 685 Third Avenue | New York | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/2003 | | 199 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable | | | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requi…Read the full text as markdown