Full text of SEQUENCE FINANCIAL SPECIALISTS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** | OMB APPROVAL | | | | |--------------------------|--|-----------------|--| | OMB Number: | | 3235-0123 | | | Expires: | | October 31,2023 | | | Estimated average burden | | | | | | | | | **SEC FILE NUMBER** <sup>s</sup>-66657 # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | AND ENDING 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING01/01/2020<br>MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>LLC<br>NAME OF BROKER-DEALER:Sequence<br>Specialists<br>Financial<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>Meeting<br>Street<br>781<br>STE<br>B<br>,<br>(No. and Street)<br>29403<br>Charleston<br>sc<br>(Zip Code)<br>(State)<br>(City)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>843-853-8222<br>Mike Xenick<br>(Area Code -<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>LLC<br>Company<br>Glaser<br>&<br>,<br>(Name -if individual, state last, first, middle name )<br>Charleston<br>SC<br>Suite<br>Street,<br>200<br>Bay<br>149<br>East<br>(City)<br>(State)<br>(Zip Code)<br>(Address)<br>CHECK ONE:<br>/<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown