Full text of SEQUENCE FINANCIAL SPECIALISTS LLC's X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | OMB APPROVAL | | |------------------------------------------------------------|---------------------------------------------------------|-----------------|-------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235*0123<br>Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-66657 | | | | PART III | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5,17a-12, and | | | 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | AND ENDING 12/31/2024 | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:Sequence | Financial<br>Specialists | LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | S Broker-dealer | Security-based swap dealer | | Major security-based swap participant | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not use a P.O. box no.) | | | | | 181<br>E<br>Evans<br>St | Suite<br>C-1 | | | | | , | | | | | | | (No. and Street) | | | | | Florence | SC | | 29506 | | | (City) | (State) | | (ZipCode) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | W<br>Michael | 843-853-8222 | | | | | Grady | | | mgrady@sequencefmancialspecialists.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained in this filing* | | | | | Phillip<br>V<br>George<br>, | PLLC | | | | | | (Name -if individual,state last,first, and middle name) | | | | | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | | (Address) | (City) | (State) | (ZipCode) | | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | | | | | | | | | (PCAOB Registration Number,if applicable) | | | | FOR OFFICIAL USE ONLY | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. Persons who are to res…Read the full text as markdown