Full text of SEQUENCE FINANCIAL SPECIALISTS LLC's X-17A-5 filed 2026-03-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 **SEC FILE NUMBER** 8-66657 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** name of firm:Sequence Financial Specialists LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 181 E Evans St, Suite C-1 (No. and Street) Florence SC 29506 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING W. Michael Grady 843-853-8222 mgrady@sequencennanclalspeciallsts.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name -if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 (Address) (City) (State) (Zip Code) 02/24/2009 3366 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Michael Schaps | | | | ,<br>to<br>swear (or affirm) that,<br>the best of my knowledge and belief, | the | |-------------------|--------------------------------|----------|------|---------------------------------------------------------------------------------------------------|-----| | | financial report pertaining to | the firm | of | ,<br>Sequence Financial Specialists LLC<br>as of | | | 12/31 | | , | 2025 | and correct. Ifurther<br>,<br>is true<br>swear (or affirm) th…Read the full text as markdown