Full text of SEQUENCE FINANCIAL SPECIALISTS LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup>** **OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-66657 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | | 01/01/2021 | AND ENDING | 12/31/2021 | | |------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|----------------------------------------|-----------------------------------------------------|-------------------------------|------------------| | | | MM/DD/YY | | | MM/DD/YY | | | A. | REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Financial<br>Sequence | Specialists | LLC | | | | TYPE OF REGISTRANT (check all<br>B<br>Broker-dealer | Security-based swap<br>Check here if respondent is also an OTC derivatives | applicable boxes):<br>dealer<br>dealer | Major<br>security-based | | swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do | | not | use a P.O.<br>box no.) | | | | 781<br>Street,<br>Meeting | STE<br>B | | | | | | | | (No. and Street) | | | | | Charleston | | SC | | | 29403 | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Emanuel<br>Xenick<br>(Name) | | 843-853-8222<br>(Area Code -Telephone | mxenick@sequencefinancialspecialists.com<br>Number) | (Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | | reports | filing*<br>are contained<br>in<br>this | | | | V.<br>Phillip<br>George, | PLLC | | | | | | | (Name-if | individual,<br>state last,first, | and middle name) | | | | 5179<br>1026<br>CR | | Celeste | TX | | 75423 | | (Address)<br>02/24/2009 | | (City) | 3366 | (State) | (Zip Code) | | (Date of Registration with PCAQB)(if applicable) | | | | (PCAOB Registration Number,if | applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exem…Read the full text as markdown