Full text of MIDDLE MARKET TRANSACTIONS, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse ...... 12.00 8- SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers P ursuant to Section 17 of the Securiti es Excha nge Act of 1934 a nd Rule l 7a-5 T hereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | ----------- | AND ENDING 12/31/2019 | | |----------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------|--------------------------------| | | MM/DD /Y Y | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: MIDDLE MARKET TRANSACTIONS, INC. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 158 West Prairie Ave., Suite 111 | | | | | | (No. and Street) | | | | Decatur | IL | | 62523 | | (Ciry) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Patrick C. Nolan 217-429-0202 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contai ned in this Report* | | | | | Kerber, Eck & Braeckel LLP | | | | | | (Name - if individual. s1a1e las/, firs,. middle name) | | | | 3200 Robbins Road Suite 200A Springfield | | IL | 62704 | | (Address) | (City) | (State) | (Zip Code) | | CH ECK ONE: | | | | | certified Public Accountant | | | | | Public Accountant | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.* J *7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Patrick C. Nolan | , swear (or affirm) that, to the best of | |------…Read the full text as markdown