Full text of MIDDLE MARKET TRANSACTIONS, INC.'s X-17A-5 filed 2023-04-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 SEC FILE NUMBER **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FI LING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/YY AND ENDING **12/31 /22** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Middle Market Transactions, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Securit y-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivat ives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1401 S. Brentwood Blvd., Suite 915 | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------|-------------------------------------|------------| | St. Louis | MO | | 63144 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Patrick C. Nolan | 217-855-0202 | pnolan@middlemarkettransaClions.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing* | | | | Kerber,Eck & Braeckel LLP | | | | | 3200 Robbins Road | (Name - if individual, state last, first, and middle name)<br>Springfield | IL | 62704 | | (Address) | (City} | (State) | (Zip Code) | | 10/22/2003 | | 718 | | | Ir•<br>of Reg;strntioo w;th PCAOB}l;f appUcable( | | | | • Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_P\_a\_tri\_ck\_C\_. N\_o\_la\_n \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to…Read the full text as markdown