Full text of MIDDLE MARKET TRANSACTIONS, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Middle Market Transactions, Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1401 S. Brentwood Blvd., Suite 915 | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------|-------------------------------------------| | St. Louis | MO | | 63144 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Patrick C. Nolan | 217-855-0202 | pnolan@nolanassoc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | Kerber, Eck & Braeckel LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 3200 Robbins Road, Suite 200A | Springfield | IL | 62704 | | (Address)<br>10/22/2003 | (City) | (State)<br>718 | (Zip Code) | | | | | (PCAOB Reg;,t,a,;oo N,mbec, ;f appUcable) | \* Claims for exemption from the requirement t hat the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ________<br>I, _P_at_ri_ck_C_. N_o_la_n<br>_ | __<br>__<br>_ | __, swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------------…Read the full text as markdown