Full text of MIDDLE MARKET TRANSACTIONS, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # ANNUAL REPORTS FORM X-17A-5 PART I | | FACING PAGE | | |--|-------------|--| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1.934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION AND ENDING # NAME OF FIRM: Middle Market Transactions, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 1401 S. Brentwood Blvd., Suite 600 | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|--------------------------------------------------------------------------|-----------------|--------------------------------------------| | St. Louis | | MO | | 63144 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Patrick C. Nolan<br>217-855-0202 | | pnolan@nolanassoc.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Kerber, Eck & Braeckel LLP<br>3200 Robbins Road, Suite 200A | | (Name- if individual, state last, first, and middle name)<br>Springfield | IL | 62704 | | (Address) | | | | | | 10/22/2003 | (City) | | (State)<br>718 | (Zip Code) | | (Date of Registration with PCAOB) (if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 12/31/2025 MM/DD/Y…Read the full text as markdown