Full text of REEF RESOURCES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2019 {1}------------------------------------------------ # C O N T E N T S | | Page | |---------------------------------------------------------|------| | FACING PAGE | | | OATH OR AFFIRMATION | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | ## FINANCIAL STATEMENTS | STATEMENT OF FINANCIAL CONDITION | | |-----------------------------------------|--| | STATEMENT OF INCOME | | | STATEMENT OF CHANGES IN MEMBER'S EQUITY | | | STATEMENT OF CASH FLOWS | | | NOTES TO FINANCIAL STATEMENTS | | # SUPPLEMENTAL INFORMATION | SCHEDULE I COMPUTATION OF NET CAPITAL PURSUANT TO RULE 15c3-1 | | |---------------------------------------------------------------------------|--| | SCHEDULE II RECONCILIATION BETWEEN THE COMPUTATION OF NET CAPITAL PER THE | | | BROKER'S UNAUDITED FOCUS REPORT, PART IIA, AND THE AUDITED COMPUTATION OF | | | NET CARTAL | | | | | | REPORT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE | | | EXEMPTION REPORT | | | | | | EXEMPTION REPORT | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: May 31, 2020 Estimated average burden hours per response... 12.00 SEC FILE NUMBER 8-66748 | | | | | | | | | | ANNUAL AUDITED REPORT | |--|--|--|--|--|--|--|--|--|-----------------------| |--|--|--|--|--|--|--|--|--|-----------------------| ## **FORM X-17A-5 PART III** ## **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | January 1, 2019 | AND ENDING | December 31, | | | | |-------------------------------------------------------------------|--------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: REEF RESOURCES, LLC | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D.NO. | | | | | LAKESIDE | | AVENUE | | | | | WA | 98122 | | | | | | (State) | | | | | | | | | | | |…Read the full text as markdown