Full text of REEF RESOURCES, LLC's X-17A-5 filed 2023-01-30 (period 2022-12-21). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2022 {1}------------------------------------------------ | | Page | |--------------------------------------------------------------|------| | FACING PAGE 1-3 | | | | | | OATH OR AFFIRMATION 4 | | | | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 5-6 | | | STATEMENT OF FINANCIAL CONDITION 7 | | |--------------------------------------------|--| | STATEMENT OF INCOME 8 | | | STATEMENT OF CHANGES IN MEMBER'S EQUITY 9 | | | STATEMENT OF CASH FLOWS 10 | | | NOTES TO FINANCIAL STATEMENTS 11 and 12 | | | SCHEDULE I COMPUTATION OF NET CAPITAL PURSUANT TO RULE 15c3-1 13 | | |--------------------------------------------------------------------------------------------|--| | SCHEDULE II RECONCILIATION BETWEEN THE COMPUTATION OF NET CAPITAL PER THE | | | BROKER'S UNAUDITED FOCUS REPORT, PART IIA, AND THE AUDITED COMPUTATION OF | | | NET CAPITAL 14 | | | | | | REPORT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE<br>EXEMPTION REPORT 15 | | | | | {2}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: October 31, 2023<br>Estimated average burden | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------| | ANNUAL AUDITED REPORT | hours per response 12.00 | | FORM X-17A-5 | SEC FILE NUMBER | | PART Ill | 8-66748 | | FACING PAGE | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING ________ J __ a nu __ a_ry__.1. __ 2 __ 0__ 22 ____ AND ENDING ---=D_ec=e m=b=e.:r =-31 , | | | 2022<br>MM/DD/VY | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: REEF RESOURCES, LLC | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D.NO. | | 140<br>LAKESIDE | AVENUE | | WA<br>SEATTLE | 98122 | | (City)<br>(State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>JEFF FEINGLAS | (206) 686-6661 | | | (Area Code - Telephone | | Number)<br>B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is conta…Read the full text as markdown