Full text of REEF RESOURCES, LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2020 {1}------------------------------------------------ | Page | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | FACING PAGE 1-2 | | OATH OR AFFIRMATION 3 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4 | | FINANCIAL STATEMENTS | | STATEMENT OF FINANCIAL CONDITION 5 | | STATEMENT OF INCOME 6 | | STATEMENT OF CHANGES IN MEMBER'S EQUITY 7 | | STATEMENT OF CASH FLOWS 8 | | NOTES TO FINANCIAL STATEMENTS 9 and 10 | | SUPPLEMENTAL INFORMATION | | SCHEDULE I COMPUTATION OF NET CAPITAL PURSUANT TO RULE 15c3-1 12 | | SCHEDULE II RECONCILIATION BETWEEN THE COMPUTATION OF NET CAPITAL PER THE<br>BROKER'S UNAUDITED FOCUS REPORT, PART IIA, AND THE AUDITED COMPUTATION OF<br>NET CAPITAL 13 | | REPORT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE<br>EXEMPTION REPORT 14 | | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 SEC FILE NUMBER 8-66748 | | ANNUAL AUDITED REPORT | | |--|-----------------------|--| |--|-----------------------|--| ### **FORM X-17A-5 PART Ill** #### **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ----~Ja=n~u~a-ry~1-~2~0=20~ | __ | AN D EN DI NG ---~D~e~c~em~b~er~3~1~ | | | |-------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------|--------------------------------------|------------------------|--| | 2020 | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: REEF RESOURCES, LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D.NO. | | | | 140 | LAKESIDE | | AVENUE | | | SEATTLE | WA | 98122 | | | | (City) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | JEFF FEINGLAS | | (206) 686-6661 | | | | Number) | | | (Area Code - Telephone | | | | B. ACCOUNTANT IDENTIFICATION | | | | |…Read the full text as markdown