Full text of REEF RESOURCES, LLC's X-17A-5 filed 2024-02-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2023 {1}------------------------------------------------ | | Page | |--------------------------------------------------------------------------------------------|------| | FACING PAGE 1-3 | | | OATH OR AFFIRMATION 4 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 5-6 | | | FINANCIAL STATEMENTS | | | STATEMENT OF FINANCIAL CONDITION 7 | | | STATEMENT OF INCOME 8 | | | STATEMENT OF CHANGES IN MEMBER'S EQUITY 9 | | | STATEMENT OF CASH FLOWS 10 | | | NOTES TO FINANCIAL STATEMENTS 11 and 12 | | | SUPPLEMENTAL INFORMATION | | | SCHEDULE I COMPUTATION OF NET CAPITAL PURSUANT TO RULE 15c3-1 13 | | | REPORT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE<br>EXEMPTION REPORT 14 | | | EXEMPTION REPORT 15 | | {2}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 SEC FILE NUMBER 8-66748 | ANNUAL AUDITED REPORT | |-----------------------| |-----------------------| ## **FORM X-17A-5 PART III** #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | January 1, 2023 | AND ENDING | December 31, | | |-------------------------------------------------------------------|---------------------------------------------------------------------------------------|------------------------------|------------------------|--| | 2023 | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: REEF RESOURCES, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D.NO. | | | 140 | LAKESIDE | | AVENUE | | | SEATTLE | WA | 98122 | | | | (City)<br>JEFF FEINGLAS | (State)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | (Zip Code)<br>(206) 686-6661 | | | | Number) | | | (Area Code - Telephone | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Spicer, | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Jeffries, | | LLP | | | 4601 DTC Blvd., STE 700<br>80237 | (Name – if individual, state last, first, middle name)<br>Denver, | | CO | | | (Address)<br>Code) | (City) | (State) | (Zip | | | CHE…Read the full text as markdown