Full text of SPARRING PARTNERS CAPITAL LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURJTI ES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ... . . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-66777 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____ ~0'-'-l'-' /0'--'-l'-' / 1-"-9 ___ AND ENDING<br>MM/DD/YY | | ___ ~ l2=/~31~/~19 ____ _<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|---------------|---------------------------------------| | | A. REGISTRANT<br>IDENTIFICATION | | | | Sparring<br>NAME OF BROKER-DEALER: | Partners<br>Capital<br>LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do net use P.O. Box No.) | | FIRM I.D. NO. | | | 420<br>Lexington<br>Avenue,<br>Suite | 2458 | | | | | (No . and Street) | | | | NEW<br>YORK | NY | | 10170 | | (City) | (State) | | (Zip Code) | | NAM E AND TELEPHONE NUMBER OF PERSON | TO CONTACT IN REGA RD TO THIS REPORT | | | | Alex Mack | | | 917-923-1478 | | | | | (A rea Code - Telep hone Number) | | | B. ACCOUNT<br>ANT<br>IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion | is contained in this Report* | | | | | | | | | Michael<br>Cogliaoese<br>CPA<br>, P<br>C | | | | | | (Name - if individual, state last, first , middle name) | | | | E<br>Street<br>125<br>Lake<br>#303 | Bloomir,gdale | IL | 60108 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>■<br>D<br>Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>□ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}--------------…Read the full text as markdown