Full text of SPARRING PARTNERS CAPITAL LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| |-----------------| 8-66777 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 2_13_1_12_0_2_2 __<br>_ | | | | | | | |------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--| | MWDDNY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | D Major security-based swap participant | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10170 | | | | | | | | (Zip Code) | | | | | | | | | | | | | | | | alex@sparringpartners.com | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 60108 | | | | | | | | (Zip Code) | | | | | | | | 3874 | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | OATH OR AFFIRMATION | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | __________________ _,<br>Warren Spar<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>I, | | | | | | financial report pertaining to the firm of<br>, as of<br>Sparring Partners Capital LLC | | | | | | 2.Q.gL is true and correct. I further swear (or affirm) that neither the company nor any<br>December 31 | | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified…Read the full text as markdown