Full text of SPARRING PARTNERS CAPITAL LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-66777 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 11<br>1<br>12<br>_02<br>3 | ____ AND ENDING ___ 12! | | _3_1<br>_12<br>_0_2_3 __ _ | | |----------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------------------|----------------------------|--| | | ___<br>_<br>_<br>_<br>MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | Sparring Partners Capital LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>00<br>D<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | D<br>Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 420 Lexington Avenue, Suite 2458 | | | | | | | | (No. and Street) | | | | | | New York | NY | 10170 | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alex Mack | 917-923-1478 | alex@sparringpartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese CPA, P.C. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1 25 E Lake Street #303 | Bloomingdale | | IL | 60108 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2009 | | | 3874 | | | | FOR OFFICIAL USE ONL y<br>(rt• of Registration with PCAOB )(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons…Read the full text as markdown