Full text of SPARRING PARTNERS CAPITAL LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: <sup>12</sup> # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-66777 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ___ 11 | 1I<br>2<br>_02<br>1 | ____ AND ENDING ___ 1 | _02<br>1<br>2I<br>3<br>11<br>2<br>__ _<br>_<br>_<br>_<br>_<br>_ | |--------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-----------------------------------------------------------------| | | _<br>_<br>_<br>MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM : | Sparring Partners Capital LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D<br>Ix] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 420 Lexington Avenue, Suite 2458 | | | | | | (No. and Street) | | | | New York | NY | | 10170 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Alex Mack | 917-923-1478 | | alex@sparringpartners.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese CPA, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 125 E Lake Street #303 | Bloomingdale | IL | 60108 | | (Address) | (City) | | (Zip Code)<br>(State) | | 10/20/2009 | | | 3874 | | rte<br>of Registcation with PCAOB)(if applicable) | | | (PCAOB Registcation Norn be,, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Warren Spar | | |-------------|--| |-------------|--| Warren…Read the full text as markdown