SEACAP SECURITIES LLC X-17A-5 (2017-02-22) — Broker-dealer annual report

Full text of SEACAP SECURITIES LLC's X-17A-5 filed 2017-02-22 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEACAP SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-02-22
• Period: 2016-12-31
• Accession: 0001314296-17-000001
• CIK: 1314296
• File #: 8-66804
• Material weakness: No
• Auditor: RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL
• Auditor location: WOODBURY, NY
• Contact: MICHAEL T MARRONE
• Phone: 6469301906
• Signed by: JOHN LUTH (CEO)

Document text (excerpt)

X-17A-5 0001314296 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N SEACAP SECURITIES LLC 15 MAPLE STREET 2ND FLOOR SUMMIT NJ 07901 MICHAEL T MARRONE 6469301906 RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL 97 FROEHLICH FARM BLVD WOODBURY NY 11797 Certified Public Accountant JOHN LUTH SEACAP SECURITIES LLC 12-31-2016 JOHN LUTH CEO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-02-25
• X-17A-5 — 2025-03-28
• X-17A-5 — 2024-04-01
• X-17A-5 — 2023-03-29
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-27
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-01
• X-17A-5 — 2018-02-28
• X-17A-5/A — 2016-03-21
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)