Full text of SEACAP SECURITIES LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-66052 # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** Fl LING FOR THE PERIOD BEGINNING **O 1/01 /24** MM/DD/VY AND ENDING **12/31 /24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SEACAP SECURITIES LLC TYPE OF REGISTRANT (check all applicable **boxes):** C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 152 WEST 57TH STREET, 17TH FLOOR- CARNEGIE HALL TOWERS (No. and Street) NEWYORK NY 10019 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING MICAHEL T MARRONE 646-930-1906 MMARRONE@SEACAPASECURITIES.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RUBIO CPA, PC (Name - if individual, state last, first, and middle name) 3500 LENXO RD., SUITE 1500 ATLANTA GA 30326 (Address) (City) (State) (Zip Code) 05/05/2009 3514 rte of R,g;,t,at;oo **w;th** PCAOB)(ff appHrable) (PCAOB Reglstratloo Norn be,, ;f appl;a, ble) I **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, MARGARET CHAN | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of SEACAP SECURITIES LLC | as of | | 2~<br>12/31 | is true and correct. I further swear (or affirm)…Read the full text as markdown