Full text of SEACAP SECURITIES LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES ANDEXCHANGECOMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | |-------------|--------------|---------------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | |---------|-----------------| | 8-66052 | | **FACING PAGE** **Information Required of Brokers a.nd Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | --<br>AND ENDING 12/31/2020<br>-<br>-<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>07901 | -<br>-<br>-<br>-<br>-<br>-<br>-<br>MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO. | |-----------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | (Zip Code) | | | UMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | 646-930-1906<br>(Area Code - Telephone Number) | | | | | NY | 11797 | | (St.ate) | (Zip Code ) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual. state last. first, middle name)<br>Accountant not resident in United States or any of its possessions. | *must be supported by a statement qf facts and circumstances relied on as the basis for the exemption. See Section 240.1 7 a-5 (e}(2)* Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I. MARGARET CHAN , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of \_S\_E\_A\_C\_A\_P\_S\_E\_C\_U\_R\_IT\_IE\_S\_L\_L\_C \_ \_ \_ \_\_\_\_\_\_\_ \_ \_ \_ \_\_\_ \_ \_ \_\_\_ \_\_\_ \_\_\_ \_\_ , as #### of **DECEMBER 31** 20 20 are true and correct. I further swear ( or affirm) that…Read the full text as markdown