SEACAP SECURITIES LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of SEACAP SECURITIES LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEACAP SECURITIES LLC
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001314296-20-000001
• CIK: 1314296
• File #: 8-66804
• Material weakness: No
• Auditor: RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL
• Auditor location: WOODBURY, NY
• Contact: Michael T Marrone
• Phone: 646-930-1906
• Signed by: MARGARET CHAN (CEO)

Document text (excerpt)

X-17A-5 0001314296 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N SEACAP SECURITIES LLC 392 SPRINGFIELD AVE 2ND FLOOR SUMMIT NJ 07901 Michael T Marrone 646-930-1906 RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL 97 FROEHLICH FARM BLVD WOODBURY NY 11797 Certified Public Accountant MARGARET CHAN SEACAP SECURITIES LLC 12-31-2019 MARGARET CHAN CEO Y

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• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-22
• X-17A-5/A — 2016-03-21
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)