N4 FINANCIAL, INC. X-17A-5 (2016-02-26) — Broker-dealer annual report

Full text of N4 FINANCIAL, INC.'s X-17A-5 filed 2016-02-26 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: N4 FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2016-02-26
• Period: 2015-12-31
• Accession: 0001319670-16-000006
• CIK: 1319670
• File #: 8-66849
• Material weakness: No
• Auditor: Michael Coglianese CPA P.C.
• Auditor location: Bloomingdale, IL
• Contact: Mark Rogers
• Phone: 6504647272
• Signed by: Mark Rogers (President)

Document text (excerpt)

X-17A-5 0001319670 XXXXXXXX LIVE false false false 01-01-2015 12-31-2015 Broker-dealer N N4 FINANCIAL, INC. 1900 O'FARRELL STREET, SUITE 145 SAN MATEO CA 94403 Mark Rogers 6504647272 Michael Coglianese CPA P.C. 125 E. Lake Street, Suite 303 Bloomingdale IL 60108 Certified Public Accountant Mark Rogers N4 FINANCIAL, INC. 12-31-2015 Mark Rogers President Y

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• X-17A-5 — 2020-02-06
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-01-23
• X-17A-5 — 2017-02-28
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-26
• X-17A-5/A — 2012-03-26

Original filing on SEC EDGAR (source of record)