N4 FINANCIAL, INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of N4 FINANCIAL, INC.'s X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: N4 FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001319670-17-000001
• CIK: 1319670
• File #: 8-66849
• Material weakness: No
• Auditor: Micahael Coglianese PC, CPA
• Auditor location: Bloomingdale, IL
• Contact: Mark Rogers
• Phone: 6504647272
• Signed by: Mark Rogers (President & CEO)

Document text (excerpt)

X-17A-5 0001319670 XXXXXXXX LIVE true false true 01-01-2016 12-31-2016 Broker-dealer N N4 FINANCIAL, INC. 1900 O'FARRELL STREET, SUITE 145 SAN MATEO CA 94403 Mark Rogers 6504647272 Micahael Coglianese PC, CPA 135 E. Lake Street Ste 303 Bloomingdale IL 60108 Certified Public Accountant Mark Rogers N4 FINANCIAL, INC. 12-31-2016 Mark Rogers President & CEO Y

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• X-17A-5 — 2020-02-06
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-01-23
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-26
• X-17A-5/A — 2012-03-26

Original filing on SEC EDGAR (source of record)