N4 FINANCIAL, INC. X-17A-5 (2020-02-06) — Broker-dealer annual report

Full text of N4 FINANCIAL, INC.'s X-17A-5 filed 2020-02-06 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: N4 FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2020-02-06
• Period: 2019-12-31
• Accession: 0001319670-20-000002
• CIK: 1319670
• File #: 8-66849
• Material weakness: No
• Auditor: Michael Coglianese CPA PC
• Auditor location: Bloomingdale, IL
• Contact: Mark Rogers
• Phone: 6504647272
• Signed by: Mark Rogers (CEO)

Document text (excerpt)

X-17A-5 0001319670 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N N4 FINANCIAL, INC. 1900 O'FARRELL STREET, SUITE 145 SAN MATEO CA 94403 Mark Rogers 6504647272 Michael Coglianese CPA PC 125 E. Lake Street, Suite 303 Bloomingdale IL 60108 Certified Public Accountant Mark Rogers N4 FINANCIAL, INC. 12-31-2019 Mark Rogers CEO Y

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• X-17A-5 — 2024-01-19
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• X-17A-5 — 2022-02-09
• X-17A-5 — 2021-02-24
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-01-23
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-26
• X-17A-5/A — 2012-03-26

Original filing on SEC EDGAR (source of record)