N4 FINANCIAL, INC. X-17A-5 (2019-02-26) — Broker-dealer annual report

Full text of N4 FINANCIAL, INC.'s X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: N4 FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2019-02-26
• Period: 2018-12-31
• Accession: 0001319670-19-000002
• CIK: 1319670
• File #: 8-66849
• Material weakness: No
• Auditor: Michael Coglianese CPA PC
• Auditor location: Bloomingdale, IL
• Contact: Mark Rogers
• Phone: 415 738-6220
• Signed by: Mark Rogers (CEO)

Document text (excerpt)

X-17A-5 0001319670 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N N4 FINANCIAL, INC. 1900 O'FARRELL STREET, SUITE 145 SAN MATEO CA 94403 Mark Rogers 415 738-6220 Michael Coglianese CPA PC 125 E. Lake Street, Suite 303 Bloomingdale IL 60108 Certified Public Accountant Mark Rogers N4 FINANCIAL, INC. 12-31-2018 Mark Rogers CEO Y

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• X-17A-5 — 2020-02-06
• X-17A-5 — 2018-01-23
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-26
• X-17A-5/A — 2012-03-26

Original filing on SEC EDGAR (source of record)