Full text of AMERICAN INDEPENDENT SECURITIES GROUP, LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 ## ANNUAL **AUDITED REPORT** FORM X-17A-5 **PART** Ill 0MB APPROVAL 0MB Number: 323S·C>123 Expfres: October 31, 2023 Estimated average burden hours er res nse ...... 12.00  FACING PAGE Information Required of Brokers and Dealers Punuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEOINNINO 01/01/2020 | | AND ENDING 12/31/2020 | | | |---------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|--------------------------------|--| | | MMIDD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: American Independent Securities Group, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 664 S Rivershore Ln, Ste 150 | | | | | | | (No. and Street) | | | | | Eaglm | ldatho | | 83616 | | | (City) | (State) | | (Zip Code) | | | NAMB AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Totcphono Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | | Haynie & Company | | | | | | | (Name - I/ Individual. 1tate lat. jlr1t. middle name) | | | | | 1785 West 2320 South | Salt Lake City | Utah | 84119 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ( allcertified Public Accountant | | | | | | 0Public Accountant | | | | | | | | | | | | OAccountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l 7a-S(e)(2)* > **Potentlal persons who are to respond to the collectlon of Information contained In this form are not required to respond** unle88 the form dlsplaysa currentlyvalld 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | 1. Ryan Carlson | • swear ( or affirm) that, to the best of | | | | |---------------------------------------------------…Read the full text as markdown