Full text of AMERICAN INDEPENDENT SECURITIES GROUP, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES **AND EXaw«iE** COMMISSION Washlnaton, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PARTIII | ,_~ £----· | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Ellpln!s: Nov. 30, 2026 | | | Estimated aver8III burden | | | hours per response: 12 | | | | | SEC Fil£ NUMBER 8-66905 I **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and lla-7 under the Securities Exchanp **Act of** 1934. ·· , · · ... FILING FOR THE PERIOD BEGINNING O **1/01/2023** MM/DD/YY MM/DDf'(Y **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: American Independent Securities Group, LLC TYPE OF REGISTRANT (check all applicable boxes): liJ Broker-dealer O Security-based swap dealer O Major security-based swap participant D O,edc here If respondent Is also an OTC derivatives dealer AND ENDING **12/31/2023** ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) # 664 S Rivershore Ln, Suite 150 | | (No. and Street) | | |----------------------------------------------|-------------------------------|------------------| | Eagle | Idaho | 83616 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Ryan Carlson | 208-489-3131 | | | (Name) | (Area Code -Telephone Number) | (Emall Adcfress) | | | 8. ACCOUNTANT JDENTIFICATION | | LMHS, P.C | | | (Name - If lndlvlduat, state last, first. and middle name) | | | |------------------------------------------------|--|------------------------------------------------------------|---------------------|-----------| | 80 Washington Street, Building S Norwell | | | Masaachusetts 02061 | | | (Address) | | (City) | (State) | (ZlpCode) | | | | | 3373 | | | (Date of<br>stratlon with PCAOB If a<br>Dcable | | PCAOB Re stratlon Number If a Rcabte | | | | | | FOR OFAOAI. USE ONLY | | | | | | | | | • Clalrns for exemption from the requirement that the annual reports be covered bV the reports of an Independent publlc accountant must be supported by a statement of facts and dtcumstances reBed on as the basis of the exemption. See 17 CFR 240.17a-S(eJ{1)(11), If applicable. Persons who aro to respond to the callecdon of Information contained In this form are not required to respond unless the form displays a currently vaBd 0MB control number. {1}------------------------------------------------ #### **OATH OR AfflRMATION** | 1, Ryen Cmtson | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------…Read the full text as markdown