Full text of AMERICAN INDEPENDENT SECURITIES GROUP, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** > **SEC FILE NUMBER 8-66905** > > \ . # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a·S, 17a-12, and 18a·7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ | 2 __<br>0<br>01<br>20_2_<br>11<br>1 | _ AND ENDING ____ | 2_<br>1_21<br>_3_<br>11<br>0__22<br>_ | | | | |-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------------------|---------------------------------------|--|--|--| | | _<br>MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Am_en_·ca_<br>n_1n_d_ e_<br>NAMEOFFIRM: __ | r<br>_nd_e_n_1_s_e_cu_n_·<br>p_e<br>t<br>_1e_sG__ | _o_up,_L_L_c ______________ _ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>� Broker-deal<br>er<br>D Check here If respondent Is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 664 S Rivershore Lane, Suite 150 | | | | | | | (No. and Street) | | | | | | | Eagle | Idaho | | 83616 | | | | | (City) | (State) | | (Zip code} | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Ryan Carlson | 08-489-3131<br>2 | Ryan@Ame | rlcanlSG.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained i<br>LMHS, P.C. | | n this filing* | | | | | | | (Name- If lndlvldual, state last, first, and middle name) | | | | | | | 80 Washington St<br>r<br>t, Build<br>ing S<br>ee | Norwell | Massachusetts | 02061 | | | | | (Address) | (City) | (State)<br>3373 | (Zip Code) | | | | | (Date of Registration with PCAOBl(lf aoollcable) | | (PCAOB Registration Number, If applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as t…Read the full text as markdown