Full text of AMERICAN INDEPENDENT SECURITIES GROUP, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31. 2023 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | | |--|-----------------|--| | | | | 8-66905 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/2021 | NG----<br>AND ENDI | --<br>12/31/2021<br>-<br>-<br>- | | |-------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--| | | M M/DD/YY | | M M/ DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: __ A_m_e_r_ic_a_n_l_nd_e_p_e_n_d_e_n_t _s_e_cu_r_it_ie_s_G_ro_u_p_, _L_Lc _____________ | | | _ | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | liJ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 664 S Rivershore Ln, Suite 150 | | | | | | (No. and Street) | | | | | Eagle | Idaho | | 83616 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ryan Carlson<br>208-489-3131 | | | Ryan@AmericanISG.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Haynie & Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1785 W 2300 S | Salt Lake City | Utah | 84119 | | | (Address) | (City) | (State)<br>457 | (Zip Code) | | | | | | (PCAOB Re11.lstration Number, If applicable) | | | | | | | | | (Date of Registration with PCAOB)(lf applicable) | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently val…Read the full text as markdown