Full text of M.D. SASS SECURITIES, L.L.C.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION #### DECEMBER 31, 2020 (Filed as public information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934) {1}------------------------------------------------ **UNITEnSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | | |--------------------------|--------------|------------------|---------------| | 0MB Number: | | | 3235-0123 | | Expires: | | October 31, 2023 | 1<br>i | | Estimated average burden | | | I | | hours | | | onse 12.00! | | | | | | | | SEC FILE NUMBER | |----|-----------------| | 8- | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section l 7 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | | | --<br>----<br>- | | |--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | \1 M /DD/ Y Y | | -<br>-<br>MM/DD/YY | | | | | | | | NAME OF BROKER-DEALER: M.D. Sass Securities, L.L.C.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | (No. and Street) | | | | | | | 10036 | | | (State) | | (Zip Code) | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | | 10017 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01 /01 /20<br>55 W. 46th Street, 28th Floor<br>NY<br>New York | ~----------<br>AND ENDING 12/31 /20<br>-<br>-<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, stale las/, firs/, middle name)<br>NY<br>Accountant not resident in United States or any of its possessions.<…Read the full text as markdown