Full text of M.D. SASS SECURITIES, L.L.C.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-67246 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/24 filing for the period beginning 01/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: M.D. Sass Securities, L.L.C. TYPE OF REGISTRANT (check all applicable boxes): ® Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 W 46th Street, 28th Floor (No. and Street) 10036 New York NY (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 212-730-2000 Sam Friedman sfriedman@mdsass.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Citrin Cooperman & Company LLP (Name - if individual, state last, first, and middle name) NY 10020 New York 50 Rockefeller Plaza (State) (Zip Code) (Address) (City) 2468 11/02/2005 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Sam Friedman | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|----------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of M.D. Sass Securities L.L.C. | | as of | | | is true and correct I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as the case may be, has any propristary interest in any account classified solely as that of a…Read the full text as markdown