Full text of M.D. SASS SECURITIES, L.L.C.'s X-17A-5 filed 2026-04-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S** | 0MB Number: 3235-0123 | | |-----------------------------|--| | Expires:Nov.30,2026 | | | Estimated iJ\fefilge burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-67246 | | PART Ill | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | AND ENDING 12/31 /25 | | | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFIRM: M.D. Sass Securities, L.L.C. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 55 W 46TH STREET, 28TH FLOOR | | | | | | (No. and Street) | | | | NEW YORK | NY | | 10036 | | (City} | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Sam Friedman | 212-730-2000 | | sfriedman@mdsass.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Citrin Cooperman & Company LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | (Address)<br>11/02/2005 | (City) | (State)<br>2468 | (Zip Code) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. (Date of R istration with PCAOB if a plicable) PCAOB R istration Number if a icable **FOR OFFICIAL USE ONLY** Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valld 0MB control number. {1}------------------------------------------------ ####…Read the full text as markdown