Full text of M.D. SASS SECURITIES, L.L.C.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 55 W. 46th Street, 28th Floor | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|----------------------|--| | | (No. and Street) | | | | | New York | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sam Friedman<br>(Name) | (212) 730-2000<br>(Area Code - Telephone Number) | (Email Address) | striedman@mdsoss.com | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Berdon LLP | (Name - if individual, state last, first, and middle name) | | | | | 360 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 08/27/2004 | | 1506 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | {1}------------------------------------------------ | l, Sam Friedman<br>swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of M.D. Sass Securities, L.L.C.<br>------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | | 2 1 __________________________________________________________________________________________________________________________________________________________________________<br>12/31 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | Signature | | FRANCISCA MAKI FANE | | Title:<br>NOTARY PUBLIC-STATE OF NEW YORK<b…Read the full text as markdown